banking regulations & guidance

Industry Guidance

• Compliance and Ethics Resources
  Society of Corporate Compliance and Ethics (SCCE)

• SAS 70 for Service Organizations (PDF)
  American Institute of Certified Public Accountants, Auditing Standards Board

• "Coming to Grips with Supplier Risk"
  Supply Chain Management Review

Government Guidance

• Financial Institution Letter FIL-44-2008: Guidance for Managing Third Party Risk
  FDIC

• Risk Management of Outsourced Technology Services (PDF)
  FFIEC

• SR Letter 00-17: Guidance on Risk Management of Outsourced Technology Services
  Federal Reserve Board

• Resources on the Gramm-Leach-Bliley Act Financial Privacy Rule
  FTC

• Sarbanes-Oxley Act (PDF)
  Federal Register